DFX Intelligence
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Registered advisor
A••••• C•••••••• D••••
Feed of 09/15/2026
At current firm
7 y
since Feb 12, 2019
In the industry
13 y
since Aug 16, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 12, 2019 · Nashville, Tn
- L•• F•••••••• L•• BD affiliatedJul 31, 2014 to May 17, 2018 · Elmira, Ny
- V••• F•••••••• A•••••••• I••• BD affiliatedAug 22, 2013 to Aug 4, 2014 · Vestal, Ny
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to U•• F•••••••• S••••••• I•••left May 17, 2018, registered Feb 12, 2019 (271 days) · RIA to wirehouse
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Aug 4, 2014, registered Jul 31, 2014 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address