DFX Intelligence
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Registered advisor
B•••• E••••• H•••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B•••• E••••• H••••••••• H••••••••• E• H•••••••••
At current firm
1 y
since May 28, 2025
In the industry
13 y
since Jun 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince May 28, 2025 · Charlottesville, Va
- L•• F•••••••• L•• BD affiliatedMay 22, 2020 to Jun 12, 2025 · Charlottesville, Va
- A••••••••• F•••••••• S•••••••• L•• national BDSep 3, 2019 to May 27, 2020 · Charlottesville, Va
- L•• F•••••••• L•• BD affiliatedAug 14, 2018 to Sep 23, 2019 · Charlottesville, Va
- A••••••••• F•••••••• S•••••••• L•• national BDOct 22, 2013 to Aug 14, 2018 · Harrisonburg, Va
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Jun 12, 2025, registered May 28, 2025 (-15 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left May 27, 2020, registered May 22, 2020 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Sep 23, 2019, registered Sep 3, 2019 (-20 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Aug 14, 2018, registered Aug 14, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- ••• LockedJun 12, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address