DFX Intelligence
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Registered advisor
A••• R••••••
Feed of 09/15/2026
Also filed as A••• B••••••• R••••••
At current firm
11 y
since Nov 18, 2014
In the industry
13 y
since Aug 23, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 18, 2014 · New York, Ny
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 17, 2013 to Oct 3, 2014 · Jersey City, Nj
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 3, 2014, registered Nov 18, 2014 (46 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address