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RIA Intelligence

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J•••• F• M••••••

Registered advisorat C••••••••• F•••••••• N••••••IA-only· Nashua, NhIAPD 6213876

Certified Financial Planner

At current firm
11 y
since Jan 2, 2015
In the industry
11 y
Prior registered firms
2
Signals
1
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
  • F•••••••• S••••••••• R••••••••• P••••••• unclassified
    Mar 4, 2021 to Jul 24, 2025 · Bedford, Nh
  • A•••• F••••••••• L•• unclassified
    Feb 19, 2015 to Mar 24, 2017 · Nashua, Nh
Moves
a registration end followed by a registration begin elsewhere
  • F•••••••• S••••••••• R••••••••• P••••••• to no registered destination
    left Jul 24, 2025 · Departure, no registered destination
  • A•••• F••••••••• L•• to F•••••••• S••••••••• R••••••••• P•••••••
    left Mar 24, 2017, registered Mar 4, 2021 (1441 days) · Other
Signals
  • ••• Locked
    Jul 24, 2025 · Advisor departure · fact
Transition signals

No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
11derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote