DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R•••• A•• A•••• R•••••••••
Feed of 09/14/2026
Also filed as R•••• A• R••••••••• A•• A•••• R•••••••••
At current firm
10 y
since Aug 19, 2016
In the industry
12 y
since Oct 21, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 19, 2016 · Lake Oswego, Or
- P••• A••••• S••••••••• L•• BD affiliatedNov 13, 2013 to Sep 14, 2016 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to L•• F•••••••• L••left Sep 14, 2016, registered Aug 19, 2016 (-26 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address