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Registered advisor

G•••••• R•••••• S••••

W•••• F•••• A•••••••wirehouseMinneapolis, Mn dual registrantIAPD 6230544

Feed of 09/14/2026

At current firm

1 y

since Sep 3, 2025

In the industry

13 y

since Sep 11, 2013 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

2

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Sep 3, 2025 · Minneapolis, Mn

A••••••••• F•••••••• S•••••••• L•• national BD
Apr 8, 2022 to Sep 2, 2025 · Wayzata, Mn
W•••• F•••• A••••••• wirehouse
Aug 22, 2019 to Apr 14, 2022 · Minneapolis, Mn
W•••• F•••• A••••••• wirehouse
Jan 21, 2014 to Jun 8, 2016 · Maple Grove, Mn

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Sep 2, 2025, registered Sep 3, 2025 (1 day) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Apr 14, 2022, registered Apr 8, 2022 (-6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

••• Locked
Sep 2, 2025 · Advisor changed firm · fact
••• Locked
Apr 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address