DFX Intelligence
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Registered advisor
L••• T•••• J••••••
Feed of 09/15/2026
Also filed as L••• T• J••••••
At current firm
9 y
since Nov 18, 2016
In the industry
22 y
since May 1, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Nov 18, 2016 · Des Moines, Ia
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 24, 2015 to Nov 3, 2016 · Fairfield, Ia
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to P•••••••• S••••••••• I•••left Nov 3, 2016, registered Nov 18, 2016 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address