DFX Intelligence
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Registered advisor
C•••••• C•••••••• G••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••••• C••••••••• R•••• C••••••••
At current firm
2 y
since Feb 6, 2024
In the industry
11 y
since Nov 10, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Feb 6, 2024 · Washington, Dc
- M••••• S•••••• wirehouseMay 4, 2017 to Feb 8, 2024 · Washington, Dc
- R•••••• J•••• • A••••••••• I••• national BDSep 15, 2015 to Apr 19, 2017 · Chevy Chase, Md
- M••••• S•••••• wirehouseNov 13, 2014 to Sep 22, 2015 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R•• C•••••• M••••••• L••left Feb 8, 2024, registered Feb 6, 2024 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Apr 19, 2017, registered May 4, 2017 (15 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Sep 22, 2015, registered Sep 15, 2015 (-7 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedFeb 8, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address