DFX Intelligence
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Registered advisor
M••• A••• P•••••
Feed of 09/14/2026
At current firm
11 y
since Jun 16, 2015
In the industry
12 y
since Aug 14, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jun 16, 2015 · Raleigh, Nc
- P••• A••••• S••••••••• L•• BD affiliatedSep 11, 2014 to Jun 15, 2015 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jun 15, 2015, registered Jun 16, 2015 (1 day) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address