DFX Intelligence
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Registered advisor
J••••••• V••••••• S•••••••••
Feed of 09/14/2026
Also filed as J••••••• V••••••• M•••••••
At current firm
1 y
since Jul 17, 2025
In the industry
12 y
since Oct 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 17, 2025 · Walnut Creek, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJul 21, 2016 to Jul 23, 2025 · Reston, Va
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••left Jul 23, 2025, registered Jul 17, 2025 (-6 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedJul 23, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address