DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
M•••••• V•••••• D•••
Registered advisorat M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Dual registrant· Las Vegas, NvIAPD 6264212
As of · the IAPD feed; also filed as M••• D••••••••• V•••••• D••••••••• V• D••••••••• D•••
- At current firm
- 7 y
- In the industry
- 13 y
- Prior registered firms
- 2
- Signals
- 0
since Aug 14, 2019
As of · the IAPD feed; also filed as M••• D••••••••• V•••••• D••••••••• V• D••••••••• D•••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 14, 2019 · Las Vegas, Nv
- A••••••••• F•••••••• S•••••••• L•• national BDDec 5, 2018 to Jun 11, 2019 · Henderson, Nv
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 6, 2014 to Dec 5, 2018 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 11, 2019, registered Aug 14, 2019 (64 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Dec 5, 2018, registered Dec 5, 2018 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address