DFX Intelligence
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2 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A••••••••• F•••••••• S•••••••• L••
Team lift-outjoined A••••••••• F•••••••• S•••••••• L••
No date on record · this record
No date on record · this record
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Derek David Rosenberg | Las Vegas, Nv | Dec 4, 2018 | Nov 30, 2018 |
| Michael Vincent Daly | Las Vegas, Nv | Dec 5, 2018 | Dec 5, 2018 |
The rule
- Registrations ended
- Dec 4, 2018 to Dec 5, 2018
- Registered next
- Nov 30, 2018 to Dec 5, 2018
- Branch state
- NV
- Cities
- 1, most in Las Vegas, Nv
- Registered there that day
- 20,790 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape