DFX Intelligence
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G•••• H••••••••
As of · the IAPD feed; also filed as G•••• J••••••• H••••••••• H••••••••
- In the industry
- 12 y
- Prior registered firms
- 1
- Signals
- 1
As of · the IAPD feed; also filed as G•••• J••••••• H••••••••• H••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince May 5, 2026 · Denver, Co
- W•••• F•••• A••••••• wirehouseOct 19, 2024 to Apr 22, 2025 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••left Apr 22, 2025, registered May 5, 2026 (378 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedApr 22, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address