DFX Intelligence
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Registered advisor
J••• G•••••• A•••••••••
Feed of 09/15/2026
Also filed as J••• A••••••••• G•••••• A••••••••• G•••••• A••••••••• A•••••••••
At current firm
3 y
since Jun 20, 2023
In the industry
12 y
since Nov 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 20, 2023 · San Diego, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDNov 10, 2016 to Jun 21, 2023 · Aiken, Sc
- E••••• J•••• national BDMar 10, 2014 to Nov 14, 2016 · Aiken, Sc
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jun 21, 2023, registered Jun 20, 2023 (-1 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Nov 14, 2016, registered Nov 10, 2016 (-4 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJun 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address