DFX Intelligence
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Registered advisor
H• K•••• A••••• J•••
Feed of 09/14/2026
Also filed as A••••• J•••••• J•••••• K•••• J••••••••• A••••• J•••••• K•••• A••••• J•••
At current firm
2 y
since Apr 24, 2024
In the industry
12 y
since Mar 8, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Apr 24, 2024 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 23, 2018 to Apr 22, 2024 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Apr 22, 2024, registered Apr 24, 2024 (2 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedApr 22, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address