DFX Intelligence
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Registered advisor
A•••••• J••••• M••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Jul 2, 2025
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jul 2, 2025 · Syracuse, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDMay 10, 2022 to Jan 11, 2024 · Mercer Island, Wa
- E•••••••• A•••••••• L•• national BDApr 22, 2014 to Apr 26, 2022 · Syracuse, Ny
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to A••••• A•• P••••••• S•••••••left Jan 11, 2024, registered Jul 2, 2025 (538 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Apr 26, 2022, registered May 10, 2022 (14 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJan 11, 2024 · Advisor changed firm · fact
- ••• LockedApr 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address