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Registered advisor
J••• L• C•••• J•••••••
Feed of 09/14/2026
Also filed as J••• L• C••••••••• J••••••••• C•••• J••••••••• C••••••••• C•••• J••••••••• L• C••••••••• L• C•••• J•••••••
At current firm
8 y
since Dec 6, 2017
In the industry
11 y
since Nov 20, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 6, 2017 · Bloomington, Mn
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 14, 2015 to Nov 28, 2017 · Edina, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDJan 7, 2015 to Aug 21, 2015 · Edina, Mn
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to W•••• F•••• A•••••••left Nov 28, 2017, registered Dec 6, 2017 (8 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Aug 21, 2015, registered Sep 14, 2015 (24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address