DFX Intelligence
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Registered advisor
F•••••• J••• L•••••
Feed of 09/15/2026
At current firm
2 y
since Dec 12, 2023
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Dec 12, 2023 · Huntington Station, Ny
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 8, 2021 to Mar 21, 2022 · Garden City, Ny
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to M••••• S••••••left Mar 21, 2022, registered Dec 12, 2023 (631 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedMar 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address