DFX Intelligence
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Registered advisor
S•• S• W••••
Feed of 09/14/2026
At current firm
10 y
since Feb 22, 2016
In the industry
11 y
since Nov 10, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Feb 22, 2016 · Columbus, Oh
- M•• F•••••••• S•••••••• I••• formerNov 10, 2014 to Feb 9, 2016 · Dublin, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to V••• F•••••••• A•••••••• I•••left Feb 9, 2016, registered Feb 22, 2016 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address