DFX Intelligence
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J•••• T•••• K••••••
As of · the IAPD feed
- At current firm
- 1 y
- In the industry
- 13 y
- Prior registered firms
- 2
- Signals
- 0
since Sep 4, 2025
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Sep 4, 2025 · Colorado Springs, Co
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Jun 6, 2019 · Boston, Ma
- S•••••••• A••••••• L•• national BDNov 17, 2016 to Jul 13, 2018 · Covington, Ky
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••left Jun 6, 2019, registered Sep 4, 2025 (2282 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address