DFX Intelligence
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Registered advisor
F•••••• W••••••• M••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as F•••••• W••••••• J••••••••• W••••••• J••••••••• W••••••• J••••••••• W• M••••
At current firm
2 y
since Sep 20, 2024
In the industry
12 y
since Apr 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Sep 20, 2024 · Vancouver, Wa
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Sep 23, 2024 · Camas, Wa
- S••••••••• A•••••• A•••••••• I••• formerJun 4, 2018 to Jun 14, 2024 · Peoria, Il
- E••••• J•••• national BDAug 18, 2014 to Jun 5, 2018 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to E••••• J••••left Sep 23, 2024, registered Sep 20, 2024 (-3 days) · Affiliated broker-dealer or bank to another
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- E••••• J•••• to S••••••••• A•••••• A•••••••• I•••left Jun 5, 2018, registered Jun 4, 2018 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedSep 23, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address