DFX Intelligence
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Registered advisor
M••• A••• C•••••
Feed of 09/15/2026
At current firm
10 y
since Mar 1, 2016
In the industry
12 y
since May 30, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Mar 1, 2016 · Palm Beach Gardens, Fl
- S•••••••• A••••••• L•• national BDNov 5, 2014 to Feb 17, 2016 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Feb 17, 2016, registered Mar 1, 2016 (13 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address