DFX Intelligence
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Registered advisor
M••••••• A•••• A•••
Feed of 09/14/2026
At current firm
1 y
since Feb 11, 2025
In the industry
14 y
since Jun 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 11, 2025 · Springfield, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 15, 2023 to Dec 20, 2024 · Washington, Dc
- W•••• F•••• A••••••• wirehouseDec 10, 2020 to Mar 15, 2023 · Del Rey Oaks, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Dec 20, 2024, registered Feb 11, 2025 (53 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 15, 2023, registered Mar 15, 2023 (0 days) · Wirehouse to wirehouse
Signals
- ••• LockedDec 20, 2024 · Advisor changed firm · fact
- ••• LockedMar 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address