DFX Intelligence
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Registered advisor
R••• M••• G•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Feb 8, 2022
In the industry
11 y
since Jan 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Feb 8, 2022 · Naples, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 19, 2018 to Sep 7, 2023 · Desperes, Mo
- T• A••••••••• I••• formerMar 19, 2018 to Oct 14, 2022 · St Louis, Mo
- S•••••••• I••••••••• M••••••••• formerJun 8, 2017 to Mar 24, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Feb 8, 2022 (-576 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Mar 19, 2018 (-1670 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I•••left Mar 24, 2018, registered Mar 19, 2018 (-5 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address