DFX Intelligence
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Channel change (one enterprise)
26 advisors moved from S•••••••• I••••••••• M••••••••• to T• A••••••••• I•••
Not a lift-out: both firms report T• A••••••••• Holding Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Ilya Yusufov | Saint Louis, Mo | Mar 7, 2018 | Jan 17, 2020 |
| James Hull Garman | Saint Louis, Mo | Mar 8, 2018 | Mar 9, 2018 |
| Mark C Gregory | Saint Louis, Mo | Mar 8, 2018 | Sep 5, 2018 |
| Paul F Kennedy | Saint Louis, Mo | Mar 8, 2018 | Mar 8, 2018 |
| Aaron Daniel Scheid | Saint Louis, Mo | Mar 13, 2018 | Mar 13, 2018 |
| Ciro Lipariti | Saint Louis, Mo | Mar 14, 2018 | Mar 19, 2018 |
| Joyce Ivera Stewart | Saint Louis, Mo | Mar 15, 2018 | Mar 15, 2018 |
| Andrew D Carlie | Saint Louis, Mo | Mar 16, 2018 | Mar 15, 2018 |
| Brenna Louise Race | Saint Louis, Mo | Mar 17, 2018 | Nov 29, 2017 |
| Brian Mcafee | Saint Louis, Mo | Mar 19, 2018 | Mar 19, 2018 |
| Ross Mcnabb | Saint Louis, Mo | Mar 20, 2018 | Mar 15, 2018 |
| Christopher Ruiz | Saint Louis, Mo | Mar 24, 2018 | Mar 15, 2018 |
| Claude Daniel Gianetto | Saint Louis, Mo | Mar 24, 2018 | Mar 15, 2018 |
| Cody Allen Esch | Saint Louis, Mo | Mar 24, 2018 | Mar 15, 2018 |
| Donald Tulloch | Saint Louis, Mo | Mar 24, 2018 | Mar 15, 2018 |
| Matthew William Gladbach | Saint Louis, Mo | Mar 24, 2018 | Mar 24, 2018 |
| Ryan Mark Gruber | Saint Louis, Mo | Mar 24, 2018 | Mar 19, 2018 |
| William Joseph Hance | Saint Louis, Mo | Mar 24, 2018 | Mar 15, 2018 |
| Adam Garrett Cohen | Saint Louis, Mo | Apr 7, 2018 | Jan 17, 2018 |
| Brendan Joe Summary | Saint Louis, Mo | Apr 7, 2018 | Jan 17, 2018 |
| Danita Louise Mahler | Saint Louis, Mo | Apr 7, 2018 | Jan 17, 2018 |
| Margarita Gonzalez | Saint Louis, Mo | Apr 7, 2018 | Jan 19, 2018 |
| Mark Anthony Clardy | Saint Louis, Mo | Apr 7, 2018 | Jan 17, 2018 |
| Michael Steven Bach | Saint Louis, Mo | Apr 7, 2018 | Jan 5, 2018 |
| Philip Christopher Lee | Saint Louis, Mo | Apr 7, 2018 | Jan 17, 2018 |
| Tiffany Elizabeth Clark | Saint Louis, Mo | Apr 7, 2018 | Jan 31, 2018 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Mar 7, 2018 to Apr 7, 2018
- Registered next
- Nov 29, 2017 to Jan 17, 2020
- Branch state
- MO
- Cities
- 1, most in Saint Louis, Mo
- Registered there that day
- 342 (people still on IAPD; an estimate)
- Share of that headcount
- 7.6%
- One enterprise because
- both firms report T• A••••••••• Holding Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape