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Registered advisor
J••••• B•••• F•••••
Feed of 09/14/2026
At current firm
5 y
since Oct 5, 2020
In the industry
12 y
since Feb 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 5, 2020 · Charlotte, Nc
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Oct 6, 2020 · Charlotte, Nc
- S••••••• I••••••••• I••• formerMay 13, 2016 to Nov 2, 2018 · Charlotte, Nc
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMay 3, 2016 to May 13, 2016 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to W•••• F•••• A•••••••left Oct 6, 2020, registered Oct 5, 2020 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address