DFX Intelligence
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Registered advisor
B•••• A•••••• L•••••
Feed of 09/14/2026
Also filed as B•••• A•••••• L••••••••• A• L•••••
At current firm
4 y
since Dec 7, 2021
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Dec 7, 2021 · Egg Harbor Township, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 16, 2014 to Sep 27, 2021 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••left Sep 27, 2021, registered Dec 7, 2021 (71 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address