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Registered advisor

C••••••••• A•••••• C•••••

C•••••• S••••• • C••• I•••national BDSan Antonio, Tx dual registrantIAPD 6373515

Feed of 09/14/2026

Also filed as C••••••••• A• C••••••••• C•••••

At current firm

4 y

since Nov 9, 2021

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Nov 9, 2021 · Albuquerque, Nm

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 29, 2020 to Oct 26, 2021 · Albuquerque, Nm
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Nov 9, 2018 · Boston, Ma
S•••••••• A••••••• L•• national BD
Jan 4, 2017 to Jul 13, 2018 · Albuquerque, Nm

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••
left Oct 26, 2021, registered Nov 9, 2021 (14 days) · Wirehouse to affiliated broker-dealer or bank
F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 9, 2018, registered Oct 29, 2020 (720 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address