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Registered advisor
T••••• A• R••••••••
Feed of 09/14/2026
Also filed as T••••• R••••••••• A•••••• R••••••••• A• R••••••••
At current firm
2 y
since Jun 3, 2024
In the industry
10 y
since Jan 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 3, 2024 · Fort Lauderdale, Fl
- M••••• S•••••• wirehouseApr 29, 2020 to Apr 11, 2024 · Beverly Hills, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 10, 2017 to Mar 19, 2020 · Fort Lauderdale, Fl
- M••••• S•••••• wirehouseMay 12, 2016 to Jul 31, 2017 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Mar 19, 2020, registered Apr 29, 2020 (41 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 31, 2017, registered Aug 10, 2017 (10 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address