DFX Intelligence
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Registered advisor
A••••• D•••• S••••••••
Feed of 09/14/2026
Also filed as A••••• S••••••••
At current firm
9 y
since Aug 4, 2017
In the industry
11 y
since May 20, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Aug 4, 2017 · Plano, Tx
- E•••••••• A•••••••• L•• national BDSep 1, 2015 to Jul 6, 2016 · Plainfield, Il
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to V••••••• A•••••••• I•••left Jul 6, 2016, registered Aug 4, 2017 (394 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address