DFX Intelligence
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J••••• N•••••••• G•••••••
Certified Financial Planner · Chartered Financial Consultant
As of · the IAPD feed; also filed as J••••• N•••••••• G••••••••• G••••••••• N• G•••••••
- At current firm
- 4 y
- In the industry
- 12 y
- Prior registered firms
- 1
- Signals
- 0
since Nov 10, 2021
As of · the IAPD feed; also filed as J••••• N•••••••• G••••••••• G••••••••• N• G•••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Nov 10, 2021 · Roanoke, Va
- E•••••••• A•••••••• L•• national BDFeb 1, 2019 to Sep 9, 2021 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to C••••••••• F•••••••• N••••••left Sep 9, 2021, registered Nov 10, 2021 (62 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address