DFX Intelligence
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Registered advisor
A••••• P•••••••
Feed of 09/14/2026
Also filed as A••••• P••••••••• Y• P••••••••• Y•••••• P•••••••
At current firm
0 y
since Feb 4, 2026
In the industry
11 y
since Jun 8, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 4, 2026 · Minneapolis, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDAug 12, 2016 to Mar 26, 2025 · Minneapolis, Mn
- P••• A••••• S••••••••• L•• BD affiliatedApr 15, 2016 to Aug 19, 2016 · Minnetonka, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDJun 23, 2015 to Mar 1, 2016 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Aug 19, 2016, registered Aug 12, 2016 (-7 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Mar 1, 2016, registered Apr 15, 2016 (45 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address