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Registered advisor
M•••••• Y• S••••
Feed of 09/14/2026
Also filed as M•••••• S••••
At current firm
2 y
since Nov 29, 2023
In the industry
11 y
since Jan 7, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Nov 29, 2023 · Irvine, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 16, 2018 to Nov 29, 2023 · Torrance, Ca
- S•••••••• F••••••••• I••• formerMay 22, 2018 to Aug 17, 2018 · Costa Mesa, Ca
- E•••••••• A•••••••• L•• national BDJan 7, 2015 to Jun 5, 2015 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to E•••••••• A•••••••• L••left Nov 29, 2023, registered Nov 29, 2023 (0 days) · Affiliated broker-dealer or bank to another
- S•••••••• F••••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 17, 2018, registered Aug 16, 2018 (-1 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to S•••••••• F••••••••• I•••left Jun 5, 2015, registered May 22, 2018 (1082 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedNov 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address