DFX Intelligence
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Registered advisor
P•••••• M•••••• F••••••
Feed of 09/14/2026
Also filed as P•••••• F••••••
At current firm
2 y
since Jul 9, 2024
In the industry
20 y
since Oct 1, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 9, 2024 · Knoxville, Tn
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 20, 2015 to May 1, 2024 · Knoxville, Tn
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 1, 2024, registered Jul 9, 2024 (69 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMay 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address