DFX Intelligence
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Registered advisor
I•• P•••••••••
Feed of 09/15/2026
Also filed as I•• S••••••••• P•••••• S•••••••
At current firm
4 y
since Aug 19, 2022
In the industry
11 y
since Nov 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Aug 19, 2022 · Greenwood Village, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 31, 2015 to Aug 16, 2022 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••left Aug 16, 2022, registered Aug 19, 2022 (3 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedAug 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address