DFX Intelligence
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Registered advisor
K••• R••• V•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as K••• R••• H••••••••• R• V••••••••• H••••
At current firm
4 y
since May 9, 2022
In the industry
11 y
since Apr 29, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 9, 2022 · Marquette, Mi
- L•• F•••••••• L•• BD affiliatedJun 30, 2020 to May 18, 2022 · Marquette, Mi
- C••••••••• F•••••••• N•••••• national BDJan 3, 2017 to Jul 1, 2020 · Marquette, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDJul 22, 2015 to Sep 22, 2016 · Marquette, Mi
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left May 18, 2022, registered May 9, 2022 (-9 days) · RIA to affiliated broker-dealer or bank
- C••••••••• F•••••••• N•••••• to L•• F•••••••• L••left Jul 1, 2020, registered Jun 30, 2020 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Sep 22, 2016, registered Jan 3, 2017 (103 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMay 18, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address