DFX Intelligence
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Registered advisor
C•••• M•••••• B••••••
Feed of 09/15/2026
Also filed as C•••• M• B••••••••• M•••••• B••••••••• B••••••
At current firm
3 y
since Dec 2, 2022
In the industry
11 y
since Jan 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 2, 2022 · North Canton, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 20, 2019 to Dec 5, 2022 · Canton, Oh
- E••••• J•••• national BDMay 15, 2015 to Sep 25, 2019 · Copley, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Dec 5, 2022, registered Dec 2, 2022 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 25, 2019, registered Sep 20, 2019 (-5 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedDec 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address