DFX Intelligence
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A••••• H•••••••
As of · the IAPD feed; also filed as A••••• J•••• H••••••••• H••••••••• J• H•••••••
- At current firm
- 2 y
- In the industry
- 12 y
- Prior registered firms
- 1
- Signals
- 1
since Jun 26, 2024
As of · the IAPD feed; also filed as A••••• J•••• H••••••••• H••••••••• J• H•••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jun 26, 2024 · Phoenix, Az
- E••••• J•••• national BDFeb 14, 2024 to May 10, 2024 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C•••••• S••••• • C••• I•••left May 10, 2024, registered Jun 26, 2024 (47 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMay 10, 2024 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address