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Registered advisor

S•••••••• M•••• G•••••••••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedPlymouth, Mndual registrantIAPD 6472683
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•••••••• M•••• K••••••••• M•••• G••••••••• G•••••••••
At current firm
8 y
since Nov 30, 2017
In the industry
17 y
since Jan 1, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • L•• F•••••••• L•• BD affiliated
    Dec 12, 2017 to Dec 14, 2017 · Plymouth, Mn
  • W• F•••••••• S•••••••• L•• unclassified
    Mar 30, 2015 to Mar 21, 2017 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
17derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address