DFX Intelligence
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Registered advisor
B•••••• R•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B•••••• M•••••• R••••••••• M• R•••••
At current firm
3 y
since Jun 12, 2023
In the industry
11 y
since Apr 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 12, 2023 · Apex, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 1, 2022 to May 31, 2023 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedFeb 16, 2017 to Jun 30, 2021 · Apex, Nc
- R•••••• J•••• • A••••••••• I••• national BDJul 30, 2015 to Feb 1, 2017 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left May 31, 2023, registered Jun 12, 2023 (12 days) · Wirehouse to wirehouse
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 30, 2021, registered Feb 1, 2022 (216 days) · Affiliated broker-dealer or bank to wirehouse
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Feb 1, 2017, registered Feb 16, 2017 (15 days) · Other
Signals
- ••• LockedMay 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address