DFX Intelligence
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Registered advisor
R•••••• R•••••• P•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R•••••• R•••••• P••••••••• R•••••• P•••••
At current firm
3 y
since Jun 16, 2023
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jun 16, 2023 · Pinehurst, Nc
- E••••• J•••• national BDJun 4, 2019 to Jul 7, 2023 · Cary, Nc
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to S•••••• N••••••• • C••••••• I•••••••••left Jul 7, 2023, registered Jun 16, 2023 (-21 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJul 7, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address