DFX Intelligence
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K•••••• R•••••••••
Vice President/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Indianapolis, InIAPD 6489991
As of · the IAPD feed; also filed as K•••••• R••••••••• A•••••• C•••••
- At current firm
- 10 y
- In the industry
- 11 y
- Prior registered firms
- 1
- Signals
- 1
since Aug 22, 2016
As of · the IAPD feed; also filed as K•••••• R••••••••• A•••••• C•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Aug 22, 2016 · Indianapolis, In
- S•••••• C•••••• L•• independent RIAFeb 17, 2023 to Mar 24, 2023 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- S•••••• C•••••• L•• to no registered destinationleft Mar 24, 2023 · Departure, no registered destination
Signals
- ••• LockedMar 24, 2023 · Advisor departure · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address