DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sapient Capital LLC
Latest filing Aug 31, 2026
First filing on the tape Jan 6, 2023 · 18 filings
SEC status approved since Feb 6, 2023
RAUM
$14B
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
86%
$12B individuals and HNW
Advisors
36
registered through the firm on IAPD
RAUM per advisor
$382M
derived; firm RAUM over IAPD count
Employees
59
30 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$14B as of Aug 31, 2026
Mar 25, 2024$9.3B then
HNW client RAUM$12B as of Aug 31, 2026
Mar 25, 2024$7.9B then
State-registered IARs (5.B.3)30 as of Aug 31, 2026
Mar 25, 202419 then
Employees (5.A)59 as of Aug 31, 2026
Mar 25, 202442 then
Private funds: no history
RAUM +20% over the last fiscal yearIARs 22 to 30offices 3 to 4
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $382MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $17.0MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 8.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 7.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +36%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.4%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Custody
- $4.9B, 803 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$12B86%
- Charitable organizations$1.2B8.8%
- Corporations and businesses$676M4.9%
- Individuals$94.3M0.7%
- Individual clients
- 289reported
- HNW clients
- 691reported
- Pension plan clients
- n/areported
- Charitable clients
- 31reported
- Accounts
- 6,681reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.9B for 803 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.86 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
36 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy W Jansen | Indianapolis, In | Feb 17, 2023 | 13 y | 1 |
| Eduardo Michael AguirreChartered Financial Analyst | Indianapolis, In | Feb 17, 2023 | 26 y | 3 |
| Thomas James PenceChartered Financial Analyst | Indianapolis, In | Feb 17, 2023 | 25 y | 3 |
| Michael James HallChartered Financial Analyst | Indianapolis, In | Feb 17, 2023 | 20 y | 1 |
| Patrick J O'MarroCertified Financial Planner, Chartered Financial Analyst | Indianapolis, In | Feb 17, 2023 | 16 y | 2 |
| Connor Paul KuceraChartered Financial Analyst | Indianapolis, In | Feb 17, 2023 | 10 y | 1 |
| Jamie B Ratner RichCertified Financial Planner | Indianapolis, In | Feb 17, 2023 | 25 y | 5 |
| Jeffrey Scott Cohen | Indianapolis, In | Feb 21, 2023 | 29 y | 5 |
| James Mclaughlin Knall | Indianapolis, In | Feb 21, 2023 | 22 y | 3 |
| Ronald Andrew Leblanc | Indianapolis, In | Mar 23, 2023 | 29 y | 4 |
| Joshua Shneyderov | Indianapolis, In | Apr 12, 2023 | 21 y | 1 |
| Christopher Dale Gaddis | Indianapolis, In | Apr 13, 2023 | 27 y | 1 |
| Terry Paul Leffew | Indianapolis, In | Apr 13, 2023 | 19 y | 1 |
| Alexandra Rose Stimpson | Indianapolis, In | Aug 3, 2023 | 10 y | 1 |
| William Braden KoppCertified Financial Planner | Indianapolis, In | Sep 11, 2023 | 10 y | 2 |
| Thomas Christopher Knipp | Indianapolis, In | Nov 10, 2023 | 12 y | 2 |
| John Patrick VanierCertified Financial Planner | Indianapolis, In | Dec 12, 2023 | 14 y | 0 |
| Kathleen Murphy O'Marro | Indianapolis, In | Jul 18, 2024 | 17 y | 1 |
| Christy Gayl MatzenCertified Financial Planner | Indianapolis, In | Aug 6, 2024 | 11 y | 2 |
| James Albert Rooney | Miami, Fl | Dec 16, 2024 | 21 y | 2 |
| Joshua Mark Ryngler | Los Angeles, Ca | Mar 3, 2025 | 10 y | 0 |
| Elizabeth Bauer Chand | Indianapolis, In | Mar 25, 2025 | 10 y | 1 |
| Edward Murphy | Indianapolis, In | May 19, 2025 | 14 y | 0 |
| Karim Michael Khairallah | New York, Ny | May 27, 2025 | 20 y | 0 |
| David James Larado | Indianapolis, In | Aug 19, 2025 | 20 y | 1 |
| William Joseph Matthiessen | Indianapolis, In | Aug 26, 2025 | 10 y | 0 |
| William J Eckrich | New York, Ny | Oct 6, 2025 | 12 y | 0 |
| Zachary Arthur Heeke | Indianapolis, In | Oct 20, 2025 | 10 y | 0 |
| Joshua Mandelbaum | New York, Ny | Nov 17, 2025 | 18 y | 1 |
| Sarah H White | Indianapolis, In | Jan 14, 2026 | 21 y | 1 |
| Joel Armstrong Schoenmeyer | Chicago, Il | Apr 1, 2026 | 10 y | 0 |
| Austin Thomas Wodock | Indianapolis, In | Apr 13, 2026 | 10 y | 0 |
| Lynn King | Indianapolis, In | Apr 17, 2026 | 10 y | 1 |
| Isabelle Kathleen BegCertified Financial Planner | Indianapolis, In | May 29, 2026 | 10 y | 0 |
| Johnson Nicholas DolsonChartered Financial Analyst | Indianapolis, In | Jul 7, 2026 | 10 y | 0 |
| Dylan Jacob Hamerin | Indianapolis, In | Jul 23, 2026 | 12 y | 1 |
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Dylan Jacob Hamerin from Fi3 Financial Advisors, LLCJul 23, 2026 · RIA to RIA
- Lynn King from Morgan StanleyApr 17, 2026 · Wirehouse to independent RIA
- Sarah H White from J.P. Morgan Securities LLCJan 14, 2026 · Wirehouse to independent RIA
- Joshua Mandelbaum from J.P. Morgan Securities LLCNov 17, 2025 · Wirehouse to independent RIA
- David James Larado from UBS Financial Services Inc.Aug 19, 2025 · Wirehouse to independent RIA
- Elizabeth Bauer Chand from Morgan StanleyMar 25, 2025 · Wirehouse to independent RIA
- James Albert Rooney from Corient Capital Partners, LLCDec 16, 2024 · RIA to RIA
- Christy Gayl Matzen from Northstar Investment Advisory LLCAug 6, 2024 · Other
- Kathleen Murphy O'Marro from Stifel, Nicolaus & Company, IncorporatedJul 18, 2024 · Affiliated broker-dealer or bank to independent RIA
- Thomas Christopher Knipp from Stifel, Nicolaus & Company, IncorporatedNov 10, 2023 · Affiliated broker-dealer or bank to independent RIA
- William Braden Kopp from Oxbow Advisors, LLCSep 11, 2023 · RIA to RIA
- Alexandra Rose Stimpson from Morgan StanleyAug 3, 2023 · Wirehouse to independent RIA
- Christopher Dale Gaddis from Stifel, Nicolaus & Company, IncorporatedApr 13, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- Terry Paul Leffew from Stifel, Nicolaus & Company, IncorporatedApr 13, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- Joshua Shneyderov from Stifel, Nicolaus & Company, IncorporatedApr 12, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 13 joined from Stifel, Nicolaus & Company, IncorporatedMar 17, 2023 · Indianapolis, In
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott Jeffrey Cohen · Partner And Managing Directorcontrolsince 02/2023 · owns less than 5%
- Elizabeth Ewing · Chief Financial Officercontrolsince 09/2023 · owns less than 5%
- Michael Karim Khairallah · Ceo, Sapient Capital Alternative Investmentscontrolsince 07/2024 · owns less than 5%
- Mclaughlin James Knall · Partner And Managing Directorcontrolsince 02/2023 · owns less than 5%
- James Thomas Pence · Partner And Managing Directorcontrolsince 02/2023 · owns less than 5%
- Maximiliaan Rijkenberg · Chief Legal Officer And Officercontrolsince 09/2023 · owns less than 5%
- Albert James Rooney · Chief Executive Officercontrolsince 05/2024 · owns less than 5%
- Scott Jeffrey Cohen · Managing Membercontrolsince 02/2023 · owns 25% to 50% of Sapient Capital Founders, LLC
- Mclaughlin James Knall · Managing Membercontrolsince 02/2023 · owns 25% to 50% of Sapient Capital Founders, LLC
- James Thomas Pence · Managing Membercontrolsince 02/2023 · owns 25% to 50% of Sapient Capital Founders, LLC
Entity owners
- Sapient Capital Holdings, LP · Managing Memberdirect · owns 75% or more
- Sapient Capital Founders, LLC · Majority Interest Holderindirect · owns 50% to 75% of Sapient Capital Holdings, LP
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indianapolis, In · principal | 35 | 9 | 0 | ||
| New York, Ny | 7 | 3 | 0 | ||
| Chicago, Il | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 5,947 to 6,681Jan 13, 2026 to Mar 17, 2026
- Advisory employees · 22 to 30Jan 13, 2026 to Mar 17, 2026
- Charity clients · 29 to 31Jan 13, 2026 to Mar 17, 2026
- Corporate clients · unset to 6.0Jan 13, 2026 to Mar 17, 2026
- HNW clients · 614 to 691Jan 13, 2026 to Mar 17, 2026
- Individual clients · 290 to 289Jan 13, 2026 to Mar 17, 2026
- Assets in custody · $2.9B to $4.9BJan 13, 2026 to Mar 17, 2026
- Employees · 56 to 59Jan 13, 2026 to Mar 17, 2026
- State-registered IARs · 22 to 30Jan 13, 2026 to Mar 17, 2026
- Other offices · 3 to 4Jan 13, 2026 to Mar 17, 2026
- Discretionary RAUM · $9.5B to $11BJan 13, 2026 to Mar 17, 2026
- HNW RAUM · $9.7B to $12BJan 13, 2026 to Mar 17, 2026
- Individual RAUM · $99.9M to $94.3MJan 13, 2026 to Mar 17, 2026
- Non-discretionary RAUM · $1.9B to $2.6BJan 13, 2026 to Mar 17, 2026
- RAUM · $11B to $14BJan 13, 2026 to Mar 17, 2026
- Financial planning clients · 0 to 0Feb 3, 2025 to Aug 7, 2025
- Accounts · 5,641 to 5,947Nov 20, 2024 to Feb 3, 2025
- Advisory employees · 19 to 22Nov 20, 2024 to Feb 3, 2025
- Charity clients · 26 to 29Nov 20, 2024 to Feb 3, 2025
- HNW clients · 588 to 614Nov 20, 2024 to Feb 3, 2025
- Individual clients · 298 to 290Nov 20, 2024 to Feb 3, 2025
- Assets in custody · $2.7B to $2.9BNov 20, 2024 to Feb 3, 2025
- Employees · 42 to 56Nov 20, 2024 to Feb 3, 2025
- State-registered IARs · 19 to 22Nov 20, 2024 to Feb 3, 2025
- Other offices · 2 to 3Nov 20, 2024 to Feb 3, 2025
- Discretionary RAUM · $9.1B to $9.5BNov 20, 2024 to Feb 3, 2025
- HNW RAUM · $9.4B to $9.7BNov 20, 2024 to Feb 3, 2025
- Individual RAUM · $128M to $99.9MNov 20, 2024 to Feb 3, 2025
- Non-discretionary RAUM · $1.9B to $1.9BNov 20, 2024 to Feb 3, 2025
- RAUM · $11B to $11BNov 20, 2024 to Feb 3, 2025
- Accounts · 5,507 to 5,641Aug 29, 2024 to Nov 20, 2024
- Charity clients · 25 to 26Aug 29, 2024 to Nov 20, 2024
- HNW clients · 583 to 588Aug 29, 2024 to Nov 20, 2024
- Individual clients · 294 to 298Aug 29, 2024 to Nov 20, 2024
- Discretionary RAUM · $8.9B to $9.1BAug 29, 2024 to Nov 20, 2024
- HNW RAUM · $8.9B to $9.4BAug 29, 2024 to Nov 20, 2024
- Individual RAUM · $122M to $128MAug 29, 2024 to Nov 20, 2024
- Non-discretionary RAUM · $1.6B to $1.9BAug 29, 2024 to Nov 20, 2024
- RAUM · $10B to $11BAug 29, 2024 to Nov 20, 2024
- Accounts · 5,409 to 5,507May 30, 2024 to Aug 29, 2024
Signals
15 dated events
- Michael Karim Khairallah (Ceo, Sapient Capital Alternative Investments) appeared on Schedule A of Sapient Capital LlcAug 29, 2024 · Control person joined · fact
- Albert James Rooney (Chief Executive Officer) appeared on Schedule A of Sapient Capital LlcMay 30, 2024 · Control person joined · fact
- Sapient Capital Llc reported RAUM $9.3B, up 42% from $6.5B (2023-10-06 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Andrew Ronald Leblanc (Partner) no longer on Schedule A of Sapient Capital Llc (listed 2023-10-06, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- Endymion Maximiliaan Rijkenberg (Chief Legal Officer And Chief Compliance Officer) appeared on Schedule A of Sapient Capital LlcOct 6, 2023 · Control person joined · fact
- Elizabeth Ewing (Chief Financial Officer) appeared on Schedule A of Sapient Capital LlcOct 6, 2023 · Control person joined · fact
- Andrew Ronald Leblanc (Chief Compliance Officer) appeared on Schedule A of Sapient Capital LlcMay 1, 2023 · Control person joined · fact
- Karthik Raghupathy no longer registered at Sapient Capital Llc; no later IA registration on IAPDMar 24, 2023 · Advisor departure · fact
- 13 advisors left Stifel, Nicolaus & Company, Incorporated (Indianapolis, IN) for Sapient Capital LLC on the same dayMar 17, 2023 · Team lift-out · derived
- John J Morningstar no longer registered at Sapient Capital Llc; no later IA registration on IAPDFeb 28, 2023 · Advisor departure · fact
- Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of Sapient Capital Llc (listed 2023-01-06, absent 2023-02-17)Feb 17, 2023 · Control person left · inference
- James Thomas Pence (Partner And Managing Director) appeared on Schedule A of Sapient Capital LlcFeb 17, 2023 · Control person joined · fact
- Mclaughlin James Knall (Partner And Managing Director) appeared on Schedule A of Sapient Capital LlcFeb 17, 2023 · Control person joined · fact
- Scott Jeffrey Cohen (Partner And Managing Director / Chief Compliance Officer) appeared on Schedule A of Sapient Capital LlcFeb 17, 2023 · Control person joined · fact
- Sapient Capital Llc filed its initial SEC registration (Form ADV)Jan 6, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Sapient Capital LLC · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- info@sapientcapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 317-719-0157reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/sapient-capital-llc/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
- Website
- sapientcapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (317) 719-0157reportedpublic record, Form ADV, Aug 31, 2026
- Contact form
- sapientcapital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- sapientcapital.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $382Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026