DFX Intelligence
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Registered advisor
M•••••• P•••••• B•••••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Mar 2, 2023
In the industry
9 y
since Nov 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 2, 2023 · Mequon, Wi
- C•••••• S••••• • C••• I••• national BDJun 14, 2019 to Feb 16, 2023 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 16, 2023, registered Mar 2, 2023 (14 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedFeb 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address