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Registered advisor

K•••••• L••• B•••••••

M••••• S••••••wirehousePurchase, Nydual registrantIAPD 6505886

Feed of 09/14/2026

Also filed as K•••••• W••••• L••••••••• W• L••••••••• W••••• B•••••••

At current firm

0 y

since Jun 25, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

2

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

2

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Jun 25, 2026 · Purchase, Ny

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 28, 2024 to May 20, 2026 · New Canaan, Ct
M••••• S•••••• wirehouse
Mar 2, 2020 to Jan 23, 2024 · Park City, Ut

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left May 20, 2026, registered Jun 25, 2026 (36 days) · Wirehouse to wirehouse
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 23, 2024, registered Mar 28, 2024 (65 days) · Wirehouse to wirehouse

Signals

••• Locked
May 20, 2026 · Advisor changed firm · fact
••• Locked
Jan 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address