DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
W•••••• B•••• R••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as W•••••• B•••• R••••••••• R••••••••• R••••
At current firm
7 y
since Feb 19, 2019
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••• L•• BD affiliated currentsince Feb 19, 2019 · Granbury, Tx
- L•• F•••••••• L•• BD affiliatedMay 16, 2018 to Mar 18, 2019 · Stephenville, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 29, 2017 to May 31, 2018 · Mansfield, Tx
- E••••• J•••• national BDOct 5, 2015 to Aug 9, 2017 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••• L••left Mar 18, 2019, registered Feb 19, 2019 (-27 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left May 31, 2018, registered May 16, 2018 (-15 days) · Wirehouse to independent RIA
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 9, 2017, registered Aug 29, 2017 (20 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address