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Registered advisor
K•••••• D• D• B••••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseGulf Breeze, Fl dual registrantIAPD 6551458
Feed of 09/15/2026
Also filed as K•••••• D• B••••••••• D•••• D• B••••••••
At current firm
5 y
since Aug 2, 2021
In the industry
12 y
since Nov 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 2, 2021 · Pensacola, Fl
- W•••• F•••• A••••••• wirehouseDec 11, 2017 to May 5, 2021 · Puyallup, Wa
- W•••• F•••• A••••••• wirehouseNov 17, 2015 to Aug 8, 2017 · Tacoma, Wa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 5, 2021, registered Aug 2, 2021 (89 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address