DFX Intelligence
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Registered advisor
M•••••• P••••
Feed of 09/15/2026
Also filed as M••• A•••• P••••••••• A•••• P••••••••• A•••• P••••
At current firm
5 y
since Apr 22, 2021
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Apr 22, 2021 · Cincinnati, Oh
- R•••••• J•••• • A••••••••• I••• national BDMay 8, 2019 to Apr 14, 2021 · Blue Ash, Oh
- M••••• S•••••• wirehouseNov 20, 2018 to May 8, 2019 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to U•• F•••••••• S••••••• I•••left Apr 14, 2021, registered Apr 22, 2021 (8 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left May 8, 2019, registered May 8, 2019 (0 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address