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P••••• J•••• C••••
As of · the IAPD feed; also filed as P••••• C••••••••• C••••••••• J•••• C••••
- At current firm
- 2 y
- In the industry
- 11 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 9, 2024
As of · the IAPD feed; also filed as P••••• C••••••••• C••••••••• J•••• C••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Apr 9, 2024 · Brambleton, Va
- A••••• A•• P••••••• S••••••• BD affiliatedDec 11, 2018 to Jan 9, 2020 · Waltham, Ma
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to A••••••••• F•••••••• S•••••••• L••left Jan 9, 2020, registered Apr 9, 2024 (1552 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address