DFX Intelligence
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Registered advisor
D•••• M•••••• H••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
7 y
since May 15, 2019
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince May 15, 2019 · Plano, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 9, 2018 to Apr 23, 2019 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to F••••• I•••••••••left Apr 23, 2019, registered May 15, 2019 (22 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address